Corporate Retirement Services

We follow a proven process that simplifies the complex by adding fiduciary governance that helps reduce your liability and offload frustrations.

ERISA 3(21) Fiduciary Consulting Services

Non-Discretionary Investment Manager Services

1. Develop an Investment Policy Statement (IPS).
   
2. Recommend investments in accordance with the Plan’s Investment Policy Statement.
   
3. Recommend broad range of investment options consistent with ERISA section 404(c).
   
4. Recommend qualified default investment alternatives (QDIA).
   
5. Periodic client meetings to review Monitoring Reports and investment decisions.
   
6. Monitor investments and plan implementation to ensure proper performance.
   

ERISA 3(38) Fiduciary Consulting Services

Discretionary Investment Manager Services

1. Develop an Investment Policy Statement (IPS).
   
2. Selection of investments in accordance with the Plan’s Investment Policy Statement.
   
3. Selection of broad range of investment options consistent with ERISA section 404(c).
   
4. Select qualified default investment alternatives (QDIA).
   
5. Conduct periodic client meetings to review Monitoring Reports and investment decisions.
   
6. Implement fund removal-replacement process.
   
7. Monitor investments and plan implementation to ensure proper performance.
   

Non-Fiduciary Services

1. Plan Proposal Vendor Search
   
2. Plan Design Guidance
   
3. Employee Education and Communications
   
4. 401(k) Committee Governance